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Published 2011-12-06 · Federal Register document 2011-31177

Airworthiness Directives; Pratt & Whitney Division (PW) PW4000 Series Turbofan Engines

Publication summary

We are adopting a new airworthiness directive (AD) for certain PW4000 turbofan engines. This AD was prompted by an updated low-cycle fatigue (LCF) life analysis performed by PW. This AD requires removing certain part number (P/N) high-pressure turbine (HPT) stage 1 and HPT stage 2 airseals and HPT stage 1 airseal rings before their published life limit and establishes a new lower life limit for these parts. We are issuing this AD to prevent failure of these parts, which could lead to an uncontained engine failure and damage to the airplane.

Why this record is shown

Source: Federal Register annual FAA metadata. Acquired 2026-09-03T22:23:36.067984+00:00. The title, summary and date are source facts.

Source revision
federal_register_ad_metadata_2011-e3661fa6ab35b428
Source row
results[341]
Raw source SHA-256
e3661fa6ab35b428e6e5ee3716d50c22e985c092328ad8ce2f0f440b962ae0cd

Final-rule publication

Recorded publication clauses

AD identifier printed in this edition
2011-25-09
Effective date printed in this edition
2012-01-10
Read 13 complete recorded clauses
Effective Date
(a) Effective Date

    This AD is effective January 10, 2012.

Exact source excerpt. Text positions 8975–9039, end exclusive, in the original decoded publication. SHA-256: 265fc8e1b280b91d83f0015bdc66478a1934812ade6bd0acf90f91412de8d6d8

Affected ADs
(b) Affected ADs

    None.

Exact source excerpt. Text positions 9039–9068, end exclusive, in the original decoded publication. SHA-256: 871a4afc60ceeae06e8010585055188633d616078500c45937092bfe892239c0

Applicability wording · Applicability
(c) Applicability

    This AD applies to the following Pratt & Whitney Division (PW) 
turbofan engines, with high-pressure turbine (HPT) stage 1 airseal, 
part number (P/N) 50L879; HPT stage 2 airseal, P/N 53L030; or HPT 
stage 1 airseal ring, P/N 50L664, installed:

(1) PW4000-100'' Engines

    PW4000-100'' engine models PW4164, PW4164C, PW4164C/B, PW4168, 
and PW4168A.

(2) PW4000-94'' Engines

    (i) PW4000-94'' engine models PW4060, PW4060A, PW4060C, PW4062, 
PW4062A, PW4156A, PW4158, PW4160, PW4460, and PW4462 that have 
incorporated either Engineering Change Numbers EC92KK322G, H, I, J, 
and K, or one of the following PW Service Bulletins (SBs): PW4ENG 
72-490, PW4ENG 72-504, PW4ENG 72-512, PW4ENG 72-572, PW4ENG 72-588, 
PW4ENG 73-150; as indicated with a (-3), (-3A), or (-3B) suffix on 
the engine data plate.
    (ii) PW4000-94'' engine models PW4050, PW4052, PW4056, PW4152, 
PW4156, and PW4650 that have incorporated either Engineering Change 
Numbers EC92KK322G, H, I, J, and K, or one of the following PW SBs: 
PW SB PW4ENG 72-490, PW4ENG 72-504, PW4ENG 72-512, PW4ENG 72-572, 
PW4ENG 72-588, PW4ENG 73-150; as indicated with a (-3), (-3A), or (-
3B) suffix on the engine data plate.

Exact source excerpt. Text positions 9068–10279, end exclusive, in the original decoded publication. SHA-256: 25f47c847fccc1f8aa23ca744b7a9e4b6ac8071a6af592c7f7395642c18f44b8

Unsafe Condition
(d) Unsafe Condition

    This AD was prompted by an updated low-cycle fatigue (LCF) life 
analysis performed by PW. We are issuing this AD to prevent failure 
of these parts, which could lead to an uncontained engine failure 
and damage to the airplane.

Exact source excerpt. Text positions 10279–10535, end exclusive, in the original decoded publication. SHA-256: f6d27bafea0d56c80fbd296f7f8799dcb1c7102bde1d55d7d3c93f2b6079c245

Compliance
(e) Compliance

    Comply with this AD within the compliance times specified, 
unless already done.

Exact source excerpt. Text positions 10535–10637, end exclusive, in the original decoded publication. SHA-256: aa44d65fd8ee8f86413a5efd4e9ceea623e114f021d6b2ff9bddc2320bbbab7d

Removing From Service, the Stage 1 HPT Airseal, P/N 50L879
(f) Removing From Service, the Stage 1 HPT Airseal, P/N 50L879

    Remove the stage 1 HPT airseal, P/N 50L879, at the next piece-
part exposure after the effective date of this AD or before 
accumulating the number of cycles listed in Table 1 of this AD, 
whichever occurs later.

 Table 1--Removal of Stage 1 HPT Airseals, P/N 50L879, by Cycles-Since-
                                New (CSN)
------------------------------------------------------------------------
                                             Remove stage 1 HPT airseal
          For engine model . . .                      by . . .
------------------------------------------------------------------------
(1) Listed in paragraph (c)(1) of the       12,600 CSN.
 Applicability Section of this AD.
(2) Listed in paragraph (c)(2)(i) of the    13,900 CSN.
 Applicability Section of this AD.
(3) Listed in paragraph (c)(2)(ii) of the   18,900 CSN.
 Applicability Section of this AD.
------------------------------------------------------------------------

Exact source excerpt. Text positions 10637–11661, end exclusive, in the original decoded publication. SHA-256: 0c25a48df7de15602532d0079e30184257a3b0081083b6781ac7656c41bbee57

Removing From Service, the Stage 2 HPT Airseal, P/N 53L030
(g) Removing From Service, the Stage 2 HPT Airseal, P/N 53L030

    Remove the stage 2 HPT airseal, P/N 53L030, at the next piece-
part exposure after the effective date of this AD or before 
accumulating the number of cycles listed in Table 2 of this AD, 
whichever occurs later.

      Table 2--Removal of Stage 2 HPT Airseals, P/N 53L030, by CSN
------------------------------------------------------------------------
                                             Remove stage 2 HPT airseal
          For engine model . . .                      by . . .
------------------------------------------------------------------------
(1) Listed in paragraph (c)(1) of the       13,900 CSN.
 Applicability Section of this AD.

[[Page 76029]]

 
(2) Listed in paragraph (c)(2)(i) of the    13,800 CSN.
 Applicability Section of this AD.
(3) Listed in paragraph (c)(2)(ii) of the   15,900 CSN.
 Applicability Section of this AD.
------------------------------------------------------------------------

Exact source excerpt. Text positions 11661–12657, end exclusive, in the original decoded publication. SHA-256: e4c55a20c41d5a842f088c8fe2aa0218bab3d87d05cdb5087cf47158eeadf692

Removing From Service, the Stage 1 HPT Airseal Ring, P/N 50L664
(h) Removing From Service, the Stage 1 HPT Airseal Ring, P/N 50L664

    Remove the stage 1 HPT airseal ring, P/N 50L664, at the next 
piece-part exposure after the effective date of this AD or before 
accumulating the number of cycles listed in Table 3 of this AD, 
whichever occurs later.

    Table 3--Removal of Stage 1 HPT Airseal Ring, P/N 50L664, by CSN
------------------------------------------------------------------------
                                             Remove stage 1 HPT airseal
          For engine model . . .                    ring by * * *
------------------------------------------------------------------------
(1) Listed in paragraph (c)(2)(i) of the    14,800 CSN.
 Applicability Section of this AD.
(2) Listed in paragraph (c)(2)(ii) of the   16,800 CSN.
 Applicability Section of this AD.
------------------------------------------------------------------------

Exact source excerpt. Text positions 12657–13558, end exclusive, in the original decoded publication. SHA-256: fde81c6ab082216b29b8e2efe045b6ebfe76d7ce954d0f0d2fb6c13438a39346

Installation Prohibition
(i) Installation Prohibition

    After the effective date of this AD, do not install any stage 1 
HPT airseal, P/N 50L879, stage 2 HPT airseal, P/N 53L030, or stage 1 
HPT airseal ring, P/N 50L664, that is at piece-part exposure and 
exceeds the new life limit listed in Table 1, Table 2, or Table 3 of 
this AD.

Exact source excerpt. Text positions 13558–13873, end exclusive, in the original decoded publication. SHA-256: d55e8ca43e2955e2eab46a9cb42ab4f2950631296c58f2acc8831ec0e8271ab0

Definitions
(j) Definitions

    For the purpose of this AD, piece-part exposure means that the 
part is completely disassembled and removed from the engine.

Exact source excerpt. Text positions 13873–14020, end exclusive, in the original decoded publication. SHA-256: 805a720cc5cb4fbadd0eea10ddfbd12d8f166491fb30b6b177f47948396fb9f1

Alternative Methods of Compliance (AMOCs)
(k) Alternative Methods of Compliance (AMOCs)

    The Manager, Engine Certification Office, FAA, may approve AMOCs 
for this AD. Use the procedures found in 14 CFR 39.19 to make your 
request.

Exact source excerpt. Text positions 14020–14215, end exclusive, in the original decoded publication. SHA-256: 4be8fd35191c51bacf94bbc0722aa46e743d84dbf7a89c51a41f25b74e333a68

Related Information
(l) Related Information

    For more information about this AD, contact James Gray, 
Aerospace Engineer, Engine Certification Office, FAA, 12 New England 
Executive Park, Burlington, MA 01803; phone: (781) 238-7742; fax: 
(781) 238-7199; email: [email protected].

Exact source excerpt. Text positions 14215–14481, end exclusive, in the original decoded publication. SHA-256: 3b142363ebc92621dbdfb274217aa767a10015e60be8881f5803410a363e7594

Material Incorporated by Reference
(m) Material Incorporated by Reference

    None.

Exact source excerpt. Text positions 14481–14532, end exclusive, in the original decoded publication. SHA-256: cffe37e8221668106206d572d73e6b4dfd97b02ec8d7400d43c985459042d6b5

No replacement link has been established from this edition. The complete historical rule chain and current legal effect remain unknown.

Find all recorded historical references to AD 2011-25-09 · 0 printed reference observations in this pinned collection.

These are observations from one dated publication. Current legal status is unknown; aircraft applicability, installed configuration, compliance and burden require separate evidence. Missing or unparsed conditions remain unknown.

Why these observations are shown

They were extracted offline from the same immutable official HTML source as the complete recorded text. The dated source wording, original text coordinates and exact quote digests are retained. PDF/text agreement and current regulatory effect have not been qualified.

Observation revision: whole-ad-publication-clause-observations-1.0.1. Text SHA-256: b597f894b36869c7f1dd23405e7210cd30acf62d1171d853a1e340c3cacdad31. Source manifest: 68d628f230384036e5902821c651b3714cc416243b18eca34fd16ec4a44a2595.

Official source · 2011-12-06

Publication text

This is the complete recorded text of this dated publication.

Current legal effect is unknown. Aircraft applicability, installed configuration and compliance require separate evidence. PDF/text agreement has not been evaluated.

Read the complete official publication text
[Federal Register Volume 76, Number 234 (Tuesday, December 6, 2011)]
[Rules and Regulations]
[Pages 76027-76029]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2011-31177]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 
Prices of new books are listed in the first FEDERAL REGISTER issue of each 
week.

========================================================================


Federal Register / Vol. 76, No. 234 / Tuesday, December 6, 2011 / 
Rules and Regulations

[[Page 76027]]



DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. FAA-2011-0733; Directorate Identifier 2010-NE-36-AD; 
Amendment 39-16885; AD 2011-25-09]
RIN 2120-AA64


Airworthiness Directives; Pratt & Whitney Division (PW) PW4000 
Series Turbofan Engines

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: We are adopting a new airworthiness directive (AD) for certain 
PW4000 turbofan engines. This AD was prompted by an updated low-cycle 
fatigue (LCF) life analysis performed by PW. This AD requires removing 
certain part number (P/N) high-pressure turbine (HPT) stage 1 and HPT 
stage 2 airseals and HPT stage 1 airseal rings before their published 
life limit and establishes a new lower life limit for these parts. We 
are issuing this AD to prevent failure of these parts, which could lead 
to an uncontained engine failure and damage to the airplane.

DATES: This AD is effective January 10, 2012.

ADDRESSES: For service information identified in this AD, contact Pratt 
& Whitney, 400 Main St., East Hartford, CT 06108; phone: (860) 565-
1605. You may review copies of the referenced service information at 
the FAA, Engine & Propeller Directorate, 12 New England Executive Park, 
Burlington, MA 01803. For information on the availability of this 
material at the FAA, call (781) 238-7125.

Examining the AD Docket

    You may examine the AD docket on the Internet at http://www.regulations.gov; or in person at the Docket Management Facility 
between 9 a.m. and 5 p.m., Monday through Friday, except Federal 
holidays. The AD docket contains this AD, the regulatory evaluation, 
any comments received, and other information. The address for the 
Docket Office (phone: (800) 647-5527) is Document Management Facility, 
U.S. Department of Transportation, Docket Operations, M-30, West 
Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., 
Washington, DC 20590.

FOR FURTHER INFORMATION CONTACT: James Gray, Aerospace Engineer, Engine 
Certification Office, FAA, 12 New England Executive Park; phone: (781) 
238-7742; fax: (781) 238-7199; email: [email protected].

SUPPLEMENTARY INFORMATION:

Discussion

    We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR 
part 39 to include an AD that would apply to the specified products. 
That NPRM published in the Federal Register on July 14, 2011 (76 FR 
41430). That NPRM proposed to require removing certain P/N HPT stage 1 
and HPT stage 2 airseals and HPT stage 1 airseal rings before their 
published life limit, and establishes a new lower life limit for these 
parts.

Comments

    We gave the public the opportunity to participate in developing 
this AD. The following presents the comments received on the proposal 
and the FAA's response to each comment.

Request To Publish Date When Chapter 5 Will Be Revised

    One commenter, Lufthansa Technik AG (Lufthansa), requested that we 
note in the AD that Chapter 5 will be revised and indicate when it will 
occur. Lufthansa believes this knowledge will help optimize planning 
for removal of parts that will be close to their reduced life limits 
when Chapter 5 is revised.
    We do not agree. Although Chapter 5 may be revised in the future, 
we do not know when. If Chapter 5 is revised in the future, we will 
publish an NPRM that will allow the public an opportunity to comment. 
We did not change the AD as a result of this comment.

Request To Indicate How To Perform Pro-Rata Calculation

    One commenter, SR Technics, requested that the AD define how to 
perform the pro-rata calculation of the parts' life limit after the 
effective date of the AD for parts that have been installed on engines 
with different thrust loads.
    We do not agree. Information on how to track part life for parts 
that have been installed on engines with different thrust loads can be 
found in the relevant engine manual. We did not change the AD as a 
result of this comment.

Request for Industry Support Program

    One commenter, FedEx Express (FedEx), indicated that the proposed 
AD would affect 174 engines in its fleet and cost FedEx $8,149,290. 
FedEx requested that Pratt & Whitney, therefore, provide an industry 
support program to help alleviate this financial burden.
    We do not agree. We do not have the authority to require a design 
approval holder to offer such a program. We did not change the AD as a 
result of this comment.

Conclusion

    We reviewed the relevant data, considered the comments received, 
and determined that air safety and the public interest require adopting 
the AD as proposed except for minor editorial changes to the Unsafe 
Condition paragraph made for clarification.
    We have determined that these minor changes:
    <bullet> Are consistent with the intent that was proposed in the 
NPRM (76 FR 41430, July 14, 2011) for correcting the unsafe condition; 
and
    <bullet> Do not add any additional burden upon the public than was 
already proposed in the NPRM (76 FR 41430, July 14, 2011).

Costs of Compliance

    We estimate that this AD will affect 869 engines installed on 
airplanes of U.S. registry. We also estimate that, because the removals 
will be performed at piece-part level, no additional work-hours will be 
required. Prorated life for the HPT is about $46,835 per engine. Based 
on these figures, we estimate the total cost of this AD to U.S. 
operators is $40,699,615.

Authority for This Rulemaking

    Title 49 of the United States Code specifies the FAA's authority to 
issue

[[Page 76028]]

rules on aviation safety. Subtitle I, section 106, describes the 
authority of the FAA Administrator. Subtitle VII: Aviation Programs, 
describes in more detail the scope of the Agency's authority.
    We are issuing this rulemaking under the authority described in 
Subtitle VII, Part A, Subpart III, Section 44701: ``General 
requirements.'' Under that section, Congress charges the FAA with 
promoting safe flight of civil aircraft in air commerce by prescribing 
regulations for practices, methods, and procedures the Administrator 
finds necessary for safety in air commerce. This regulation is within 
the scope of that authority because it addresses an unsafe condition 
that is likely to exist or develop on products identified in this 
rulemaking action.

Regulatory Findings

    This AD will not have federalism implications under Executive Order 
13132. This AD will not have a substantial direct effect on the States, 
on the relationship between the national government and the States, or 
on the distribution of power and responsibilities among the various 
levels of government.
    For the reasons discussed above, I certify that this AD:
    (1) Is not a ``significant regulatory action'' under Executive 
Order 12866,
    (2) Is not a ``significant rule'' under DOT Regulatory Policies and 
Procedures (44 FR 11034, February 26, 1979),
    (3) Will not affect intrastate aviation in Alaska, and
    (4) Will not have a significant economic impact, positive or 
negative, on a substantial number of small entities under the criteria 
of the Regulatory Flexibility Act.

List of Subjects in 14 CFR Part 39

    Air transportation, Aircraft, Aviation safety, Incorporation by 
reference, Safety.

Adoption of the Amendment

    Accordingly, under the authority delegated to me by the 
Administrator, the FAA amends 14 CFR part 39 as follows:

PART 39--AIRWORTHINESS DIRECTIVES

0
1. The authority citation for part 39 continues to read as follows:

    Authority:  49 U.S.C. 106(g), 40113, 44701.


Sec.  39.13  [Amended]

0
2. The FAA amends Sec.  39.13 by adding the following new airworthiness 
directive (AD):

2011-25-09 Pratt & Whitney Division: Amendment 39-16885; Docket No. 
FAA-2011-0733; Directorate Identifier 2010-NE-36-AD.

(a) Effective Date

    This AD is effective January 10, 2012.

(b) Affected ADs

    None.

(c) Applicability

    This AD applies to the following Pratt & Whitney Division (PW) 
turbofan engines, with high-pressure turbine (HPT) stage 1 airseal, 
part number (P/N) 50L879; HPT stage 2 airseal, P/N 53L030; or HPT 
stage 1 airseal ring, P/N 50L664, installed:

(1) PW4000-100'' Engines

    PW4000-100'' engine models PW4164, PW4164C, PW4164C/B, PW4168, 
and PW4168A.

(2) PW4000-94'' Engines

    (i) PW4000-94'' engine models PW4060, PW4060A, PW4060C, PW4062, 
PW4062A, PW4156A, PW4158, PW4160, PW4460, and PW4462 that have 
incorporated either Engineering Change Numbers EC92KK322G, H, I, J, 
and K, or one of the following PW Service Bulletins (SBs): PW4ENG 
72-490, PW4ENG 72-504, PW4ENG 72-512, PW4ENG 72-572, PW4ENG 72-588, 
PW4ENG 73-150; as indicated with a (-3), (-3A), or (-3B) suffix on 
the engine data plate.
    (ii) PW4000-94'' engine models PW4050, PW4052, PW4056, PW4152, 
PW4156, and PW4650 that have incorporated either Engineering Change 
Numbers EC92KK322G, H, I, J, and K, or one of the following PW SBs: 
PW SB PW4ENG 72-490, PW4ENG 72-504, PW4ENG 72-512, PW4ENG 72-572, 
PW4ENG 72-588, PW4ENG 73-150; as indicated with a (-3), (-3A), or (-
3B) suffix on the engine data plate.

(d) Unsafe Condition

    This AD was prompted by an updated low-cycle fatigue (LCF) life 
analysis performed by PW. We are issuing this AD to prevent failure 
of these parts, which could lead to an uncontained engine failure 
and damage to the airplane.

(e) Compliance

    Comply with this AD within the compliance times specified, 
unless already done.

(f) Removing From Service, the Stage 1 HPT Airseal, P/N 50L879

    Remove the stage 1 HPT airseal, P/N 50L879, at the next piece-
part exposure after the effective date of this AD or before 
accumulating the number of cycles listed in Table 1 of this AD, 
whichever occurs later.

 Table 1--Removal of Stage 1 HPT Airseals, P/N 50L879, by Cycles-Since-
                                New (CSN)
------------------------------------------------------------------------
                                             Remove stage 1 HPT airseal
          For engine model . . .                      by . . .
------------------------------------------------------------------------
(1) Listed in paragraph (c)(1) of the       12,600 CSN.
 Applicability Section of this AD.
(2) Listed in paragraph (c)(2)(i) of the    13,900 CSN.
 Applicability Section of this AD.
(3) Listed in paragraph (c)(2)(ii) of the   18,900 CSN.
 Applicability Section of this AD.
------------------------------------------------------------------------

(g) Removing From Service, the Stage 2 HPT Airseal, P/N 53L030

    Remove the stage 2 HPT airseal, P/N 53L030, at the next piece-
part exposure after the effective date of this AD or before 
accumulating the number of cycles listed in Table 2 of this AD, 
whichever occurs later.

      Table 2--Removal of Stage 2 HPT Airseals, P/N 53L030, by CSN
------------------------------------------------------------------------
                                             Remove stage 2 HPT airseal
          For engine model . . .                      by . . .
------------------------------------------------------------------------
(1) Listed in paragraph (c)(1) of the       13,900 CSN.
 Applicability Section of this AD.

[[Page 76029]]

 
(2) Listed in paragraph (c)(2)(i) of the    13,800 CSN.
 Applicability Section of this AD.
(3) Listed in paragraph (c)(2)(ii) of the   15,900 CSN.
 Applicability Section of this AD.
------------------------------------------------------------------------

(h) Removing From Service, the Stage 1 HPT Airseal Ring, P/N 50L664

    Remove the stage 1 HPT airseal ring, P/N 50L664, at the next 
piece-part exposure after the effective date of this AD or before 
accumulating the number of cycles listed in Table 3 of this AD, 
whichever occurs later.

    Table 3--Removal of Stage 1 HPT Airseal Ring, P/N 50L664, by CSN
------------------------------------------------------------------------
                                             Remove stage 1 HPT airseal
          For engine model . . .                    ring by * * *
------------------------------------------------------------------------
(1) Listed in paragraph (c)(2)(i) of the    14,800 CSN.
 Applicability Section of this AD.
(2) Listed in paragraph (c)(2)(ii) of the   16,800 CSN.
 Applicability Section of this AD.
------------------------------------------------------------------------

(i) Installation Prohibition

    After the effective date of this AD, do not install any stage 1 
HPT airseal, P/N 50L879, stage 2 HPT airseal, P/N 53L030, or stage 1 
HPT airseal ring, P/N 50L664, that is at piece-part exposure and 
exceeds the new life limit listed in Table 1, Table 2, or Table 3 of 
this AD.

(j) Definitions

    For the purpose of this AD, piece-part exposure means that the 
part is completely disassembled and removed from the engine.

(k) Alternative Methods of Compliance (AMOCs)

    The Manager, Engine Certification Office, FAA, may approve AMOCs 
for this AD. Use the procedures found in 14 CFR 39.19 to make your 
request.

(l) Related Information

    For more information about this AD, contact James Gray, 
Aerospace Engineer, Engine Certification Office, FAA, 12 New England 
Executive Park, Burlington, MA 01803; phone: (781) 238-7742; fax: 
(781) 238-7199; email: [email protected].

(m) Material Incorporated by Reference

    None.

    Issued in Burlington, MA, on November 30, 2011.
Peter A. White,
Manager, Engine & Propeller Directorate, Aircraft Certification 
Service.
[FR Doc. 2011-31177 Filed 12-5-11; 8:45 am]
BILLING CODE 4910-13-P


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