Published 2020-09-04 · Federal Register document 2020-19533
Airworthiness Directives; Leonardo S.p.a. Helicopters
Publication summary
The FAA is superseding Airworthiness Directive (AD) 2014-12-07 for Agusta S.p.A (Agusta) Model AB412 and AB412EP helicopters. AD 2014- 12-07 requires inspecting the rotor brake pinion (pinion) for a crack and replacing it if there is a crack. This AD retains the requirements of AD 2014-12-07 and also requires removing certain serial-numbered pinions from service. This AD was prompted by a report of an additional cracked pinion. The actions of this AD are intended to address an unsafe condition on these products.
Why this record is shown
Source: Federal Register annual FAA metadata. Acquired 2026-09-03T22:24:04.586324+00:00. The title, summary and date are source facts.
- Source revision
- federal_register_ad_metadata_2020-f01fbc4d7ab3dbaa
- Source row
- results[249]
- Raw source SHA-256
- f01fbc4d7ab3dbaae6a412acd9ff6cece48db77a6a882e46e8f8087200be3837
Final-rule publication
Recorded publication clauses
- AD identifier printed in this edition
- 2020-18-19
- Effective date printed in this edition
- 2020-09-21
Read 10 complete recorded clauses
Applicability wording · Applicability
(a) Applicability
This AD applies to Leonardo S.p.a. Model AB412 and AB412EP
helicopters, certificated in any category, with a rotor brake pinion
(pinion) part number (P/N) 412-040-301-101 installed.
Exact source excerpt. Text positions 13156–13364, end exclusive, in the original decoded publication. SHA-256: f11358affd3e8dd4bd74e93e47cb864a13470dc012211171c8fb37944eb175df
Unsafe Condition
(b) Unsafe Condition
This AD defines the unsafe condition as a crack in a pinion.
This condition could result in failure of a pinion, detachment of
parts inside the transmission causing a malfunction or jamming, and
subsequent loss of control of the helicopter.
Exact source excerpt. Text positions 13364–13635, end exclusive, in the original decoded publication. SHA-256: 2283f5e0a26acf223dd199a30b578fb816af0720a1f60b402a6d3df0020c6620
Affected ADs
(c) Affected ADs
This AD supersedes AD 2014-12-07, Amendment 39-17868 (79 FR
35035, June 19, 2014).
Exact source excerpt. Text positions 13635–13742, end exclusive, in the original decoded publication. SHA-256: dcab2bb64cdb082778204bde282a616c1c49feb5c05367b4e0b8ae1e8af300ea
Effective Date
(d) Effective Date
This AD becomes effective September 21, 2020.
Exact source excerpt. Text positions 13742–13813, end exclusive, in the original decoded publication. SHA-256: 1c6470a8054349511664e005ba44e6f5275498a30c36e117855224b4d1d1903f
Compliance
(e) Compliance
You are responsible for performing each action required by this
AD within the specified compliance time unless it has already been
accomplished prior to that time.
Exact source excerpt. Text positions 13813–14000, end exclusive, in the original decoded publication. SHA-256: 192f462f909366555355dd3c6e82ec63e03a370f4976da980a3788456069d652
Required Actions
(f) Required Actions
(1) Within 75 hours time-in-service (TIS), remove from service:
(i) Pinion P/N 412-040-301-101 with serial number C17987;
(ii) Pinion P/N 412-040-301-101 with serial number C17990; and
(iii) Pinion P/N 412-040-301-101 with serial number C17991.
(2) Within 100 hours TIS, if the rotor brake quill has never
been overhauled, perform a magnetic particle inspection on each
pinion for a crack. If there is a crack, before further flight,
remove the pinion from service.
(3) As of the effective date of this AD, do not install pinion
P/N 412-040-301-101
[[Page 55174]]
with serial number C17987, C17990, or C17991 on any helicopter.
Exact source excerpt. Text positions 14000–14681, end exclusive, in the original decoded publication. SHA-256: 3bc179ba263b8c4d696fc39de4d0110b597182990061d4fcdc96a9c619c53f14
Special Flight Permits
(g) Special Flight Permits
Special flight permits are prohibited.
Exact source excerpt. Text positions 14681–14753, end exclusive, in the original decoded publication. SHA-256: cef19cb3bc6e04ebaf9388cc1ef12a94574fe7d48b0e5bb9fa3eb4a50dc1cbda
Alternative Methods of Compliance (AMOCs)
(h) Alternative Methods of Compliance (AMOCs)
(1) The Manager, Rotorcraft Standards Branch, FAA, may approve
AMOCs for this AD. Send your proposal to: Matt Fuller, AD Program
Manager, Continued Operational Safety Branch, Airworthiness Products
Section, General Aviation and Rotorcraft Unit, 10101 Hillwood Pkwy.,
Fort Worth, TX 76177; telephone 817-222-5110; email
[email protected].
(2) For operations conducted under a 14 CFR part 119 operating
certificate or under 14 CFR part 91, subpart K, we suggest that you
notify your principal inspector, or lacking a principal inspector,
the manager of the local flight standards district office or
certificate holding district office, before operating any aircraft
complying with this AD through an AMOC.
Exact source excerpt. Text positions 14753–15523, end exclusive, in the original decoded publication. SHA-256: 502a6e01c05c72389a0c6a31a18f6b1bf5c89d32414332ca56e8673c0d73e54f
Additional Information
(i) Additional Information
(1) Leonardo Helicopters Bollettino Tecnico (BT) No. 412-147,
dated September 12, 2016, and AgustaWestland BT No. 412-135,
Revision A, dated July 29, 2013, which are not incorporated by
reference, contain additional information about the subject of this
AD. For service information identified in this AD, contact Leonardo
S.p.A. Helicopters, Emanuele Bufano, Head of Airworthiness, Viale
G.Agusta 520, 21017 C.Costa di Samarate (Va) Italy; telephone +39-
0331-225074; fax +39-0331-229046; or at https://www.leonardocompany.com/en/home. You may review a copy of the
service information at the FAA, Office of the Regional Counsel,
Southwest Region, 10101 Hillwood Pkwy, Room 6N-321, Fort Worth, TX
76177.
(2) The subject of this AD is addressed in European Aviation
Safety Agency (now European Union Aviation Safety Agency) (EASA) No.
AD 2016-0244, dated December 14, 2016. You may view the EASA AD on
the internet at https://www.regulations.gov by searching for and
locating it in Docket No. FAA-2020-0784.
Exact source excerpt. Text positions 15523–16579, end exclusive, in the original decoded publication. SHA-256: f33482990fe32d4f7fef4334071f508027907a9b333c5193f94fdf967f49b4fd
Subject
(j) Subject
Joint Aircraft Service Component (JASC) Code: 6321, Main Rotor
Brake.
Exact source excerpt. Text positions 16579–16668, end exclusive, in the original decoded publication. SHA-256: cbfce1163c6d503ed46daf95cad50256eef63e8df3149d04d38ddc8513668e4d
Explicit historical replacement wording
Find all recorded historical references to AD 2020-18-19 · 0 printed reference observations in this pinned collection.
These are observations from one dated publication. Current legal status is unknown; aircraft applicability, installed configuration, compliance and burden require separate evidence. Missing or unparsed conditions remain unknown.
Why these observations are shown
They were extracted offline from the same immutable official HTML source as the complete recorded text. The dated source wording, original text coordinates and exact quote digests are retained. PDF/text agreement and current regulatory effect have not been qualified.
Observation revision: whole-ad-publication-clause-observations-1.0.1. Text SHA-256: 61badb552eea6f063174f07fea8863724dada9e56bcabbd0d748b59656da9e7a. Source manifest: 5e5f9aca0a67f0c05c123873d0bbf72184185148b350e4046a67fffa09f55f9e.
Official source · 2020-09-04
Publication text
This is the complete recorded text of this dated publication.
Current legal effect is unknown. Aircraft applicability, installed configuration and compliance require separate evidence. PDF/text agreement has not been evaluated.
Read the complete official publication text
[Federal Register Volume 85, Number 173 (Friday, September 4, 2020)]
[Rules and Regulations]
[Pages 55171-55174]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-19533]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2020-0784; Product Identifier 2016-SW-087-AD; Amendment
39-21240; AD 2020-18-19]
RIN 2120-AA64
Airworthiness Directives; Leonardo S.p.a. Helicopters
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: The FAA is superseding Airworthiness Directive (AD) 2014-12-07
for Agusta S.p.A (Agusta) Model AB412 and AB412EP helicopters. AD 2014-
12-07 requires inspecting the rotor brake pinion (pinion) for a crack
and replacing it if there is a crack. This AD retains the requirements
of AD 2014-12-07 and also requires removing
[[Page 55172]]
certain serial-numbered pinions from service. This AD was prompted by a
report of an additional cracked pinion. The actions of this AD are
intended to address an unsafe condition on these products.
DATES: This AD becomes effective September 21, 2020.
The FAA must receive comments on this AD by October 19, 2020.
ADDRESSES: You may send comments by any of the following methods:
<bullet> Federal eRulemaking Docket: Go to https://www.regulations.gov. Follow the online instructions for sending your
comments electronically.
<bullet> Fax: 202-493-2251.
<bullet> Mail: Send comments to the U.S. Department of
Transportation, Docket Operations, M-30, West Building Ground Floor,
Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590-0001.
<bullet> Hand Delivery: Deliver to the ``Mail'' address between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
Examining the AD Docket
You may examine the AD docket on the internet at https://www.regulations.gov by searching for and locating Docket No. FAA-2020-
0784; or in person at the Docket Operations Office between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The AD docket
contains this AD, the European Aviation Safety Agency (now European
Union Aviation Safety Agency) (EASA) AD, any comments received, and
other information. The street address for Docket Operations is listed
above.
For service information identified in this final rule, contact
Leonardo S.p.a. Helicopters, Emanuele Bufano, Head of Airworthiness,
Viale G.Agusta 520, 21017 C.Costa di Samarate (Va) Italy; telephone
+39-0331-225074; fax +39-0331-229046; or at https://www.leonardocompany.com/en/home. You may view the referenced service
information at the FAA, Office of the Regional Counsel, Southwest
Region, 10101 Hillwood Pkwy., Room 6N-321, Fort Worth, TX 76177.
FOR FURTHER INFORMATION CONTACT: Matt Fuller, AD Program Manager,
Continued Operational Safety Branch, Airworthiness Products Section,
General Aviation and Rotorcraft Unit, 10101 Hillwood Pkwy., Fort Worth,
TX 76177; telephone 817-222-5110; email [email protected].
SUPPLEMENTARY INFORMATION:
Comments Invited
This AD is a final rule that involves requirements affecting flight
safety, and the FAA did not provide you with notice and an opportunity
to provide your comments prior to it becoming effective. However, the
FAA invites you to participate in this rulemaking by submitting written
comments, data, or views. The most helpful comments reference a
specific portion of the AD, explain the reason for any recommended
change, and include supporting data. To ensure the docket does not
contain duplicate comments, commenters should send only one copy of
written comments, or if comments are filed electronically, commenters
should submit them only one time. Except for Confidential Business
Information (CBI) as described in the following paragraph, and other
information as described in 14 CFR 11.35, the FAA will file in the
docket all comments received, as well as a report summarizing each
substantive public contact with FAA personnel concerning this
rulemaking during the comment period. The FAA will consider all the
comments received and may conduct additional rulemaking based on those
comments.
Confidential Business Information
Confidential Business Information (CBI) is commercial or financial
information that is both customarily and actually treated as private by
its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552),
CBI is exempt from public disclosure. If your comments responsive to
this final rule contain commercial or financial information that is
customarily treated as private, that you actually treat as private, and
that is relevant or responsive to this final rule, it is important that
you clearly designate the submitted comments as CBI. Please mark each
page of your submission containing CBI as ``PROPIN.'' The FAA will
treat such marked submissions as confidential under the FOIA, and they
will not be placed in the public docket of this final rule. Submissions
containing CBI should be sent to Matt Fuller, AD Program Manager,
Continued Operational Safety Branch, Airworthiness Products Section,
General Aviation and Rotorcraft Unit, 10101 Hillwood Pkwy., Fort Worth,
TX 76177; telephone 817-222-5110; email [email protected]. Any
commentary that the FAA receives which is not specifically designated
as CBI will be placed in the public docket for this rulemaking.
Discussion
The FAA issued AD 2014-12-07 (79 FR 35035, June 19, 2014) (``2014-
12-07''), for Agusta Model AB412 and AB412EP helicopters with a pinion
part number (P/N) 412-040-301-101 installed. AD 2014-12-07 requires
within 100 hours time-in-service (TIS), magnetic particle inspecting
each pinion for a crack and replacing the pinion if there is a crack.
AD 2014-12-07 was prompted by EASA AD No. 2013-0187, dated August 16,
2013 (EASA AD 2013-0187), issued by EASA, which is the Technical Agent
for the Member States of the European Union. EASA advised of a report
of a cracked pinion installed in the rotor brake quill that was
discovered during a magnetic particle inspection (MPI). EASA further
stated the crack was caused by residual stress generated during the
manufacturing process. According to EASA, if not corrected, this
condition could result in failure of the pinion with detachment of
parts inside the transmission that could cause its malfunction or
jamming, ultimately resulting in loss of control of the helicopter. To
correct this unsafe condition, EASA AD 2013-0187 required an MPI of the
pinion, and if there is a crack, replacing the pinion.
Actions Since AD 2014-12-07 Was Issued
Since the FAA issued AD 2014-12-07, EASA issued AD No. 2016-0244,
dated December 14, 2016 (EASA AD 2016-0244), which supersedes EASA AD
2013-0187. EASA advises of another cracked pinion due to a defect
generated during the manufacturing process. Accordingly, EASA AD 2016-
0244 retains the MPI requirements of EASA AD 2013-0187 and requires
inspecting the helicopter within three months to determine if certain
serial-numbered pinions from the defective manufacturing batch are
installed and removing any affected pinions before further flight.
Also, since the FAA issued AD 2014-12-07, Agusta changed its name
to Leonardo S.p.a. This AD reflects that change and updates the contact
information to obtain service documentation.
FAA's Determination
These helicopters have been approved by EASA and are approved for
operation in the United States. Pursuant to the FAA's bilateral
agreement with the European Union, EASA has notified the FAA about the
unsafe condition described in its AD. The FAA is issuing this AD after
evaluating all known
[[Page 55173]]
relevant information and determining that an unsafe condition is likely
to exist or develop on other helicopters of the same type design.
Related Service Information
The FAA reviewed Leonardo Helicopters Bollettino Tecnico (BT) No.
412-147, dated September 12, 2016, which specifies identifying the
serial numbers of the pinion, P/N 412-040-301-101, and removing certain
pinions from service.
The FAA also reviewed AgustaWestland BT No. 412-135, Revision A,
dated July 29, 2013, which describes procedures for a one-time MPI of
pinion P/N 412-040-301-101.
AD Requirements
This AD requires, within 75 hours TIS, removing from service pinion
P/N 412-040-301-101 having serial number (S/N) C17987, C17990, or
C17991. This AD also requires, within 100 hours TIS, performing an MPI
for a crack on each pinion P/N 412-040-301-101 if the rotor brake quill
has never been overhauled. If there is a crack, this AD requires,
before further flight, removing the pinion from service. Finally, this
AD prohibits installing pinion P/N 412-040-301-101 having S/N C17987,
C17990, or C17991 on any helicopter.
Differences Between This AD and the EASA AD
The EASA AD requires removing from service certain pinions within 3
months; this AD requires removing these pinions within 75 hours TIS.
The EASA AD also requires the MPI to be performed within 100 flight
hours or 5 months, whichever occurs first; this AD requires compliance
within 100 hours TIS. The EASA AD only prohibits installing pinion P/N
412-040-301-101 having serial number S/N C17987 or C17991, whereas this
AD prohibits installing pinion P/N 412-040-301-101 having S/N C17987,
C17990, or C17991.
Regulatory Flexibility Act
The requirements of the Regulatory Flexibility Act (RFA) do not
apply when an agency finds good cause pursuant to 5 U.S.C. 553 to adopt
a rule without prior notice and comment. Because the FAA has determined
that it has good cause to adopt this rule without notice and comment,
RFA analysis is not required.
Costs of Compliance
There are no costs of compliance with this AD because there are no
helicopters with this type certificate on the U.S. Registry.
FAA's Justification and Determination of the Effective Date
Section 553(b)(3)(B) of the Administrative Procedure Act (5 U.S.C.)
authorizes agencies to dispense with notice and comment procedures for
rules when the agency, for ``good cause,'' finds that those procedures
are ``impracticable, unnecessary, or contrary to the public interest.''
Under this section, an agency, upon finding good cause, may issue a
final rule without seeking comment prior to the rulemaking.
There are no helicopters with this type certificate on the U.S.
Registry. Therefore, the FAA finds good cause that notice and
opportunity for prior public comment are unnecessary pursuant to 5
U.S.C. 553(b)(3)(B). In addition, for the reasons stated above, the FAA
finds that good cause exists pursuant to 5 U.S.C. 553(d) for making
this amendment effective in less than 30 days.
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. Subtitle VII: Aviation Programs,
describes in more detail the scope of the Agency's authority.
The FAA is issuing this rulemaking under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701: General requirements.
Under that section, Congress charges the FAA with promoting safe flight
of civil aircraft in air commerce by prescribing regulations for
practices, methods, and procedures the Administrator finds necessary
for safety in air commerce. This regulation is within the scope of that
authority because it addresses an unsafe condition that is likely to
exist or develop on products identified in this rulemaking action.
Regulatory Findings
This AD will not have federalism implications under Executive Order
13132. This AD will not have a substantial direct effect on the States,
on the relationship between the national Government and the States, or
on the distribution of power and responsibilities among the various
levels of government.
For the reasons discussed above, I certify that this AD:
1. Is not a ``significant regulatory action'' under Executive Order
12866, and
2. Will not affect intrastate aviation in Alaska.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
Adoption of the Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by:
0
a. Removing Airworthiness Directive (AD) 2014-12-07, Amendment 39-17868
(79 FR 35035, June 19, 2014); and
0
b. Adding the following new AD:
2020-18-19 Leonardo S.p.a.: Amendment 39-21240; Docket No. FAA-2020-
0784; Product Identifier 2016-SW-087-AD.
(a) Applicability
This AD applies to Leonardo S.p.a. Model AB412 and AB412EP
helicopters, certificated in any category, with a rotor brake pinion
(pinion) part number (P/N) 412-040-301-101 installed.
(b) Unsafe Condition
This AD defines the unsafe condition as a crack in a pinion.
This condition could result in failure of a pinion, detachment of
parts inside the transmission causing a malfunction or jamming, and
subsequent loss of control of the helicopter.
(c) Affected ADs
This AD supersedes AD 2014-12-07, Amendment 39-17868 (79 FR
35035, June 19, 2014).
(d) Effective Date
This AD becomes effective September 21, 2020.
(e) Compliance
You are responsible for performing each action required by this
AD within the specified compliance time unless it has already been
accomplished prior to that time.
(f) Required Actions
(1) Within 75 hours time-in-service (TIS), remove from service:
(i) Pinion P/N 412-040-301-101 with serial number C17987;
(ii) Pinion P/N 412-040-301-101 with serial number C17990; and
(iii) Pinion P/N 412-040-301-101 with serial number C17991.
(2) Within 100 hours TIS, if the rotor brake quill has never
been overhauled, perform a magnetic particle inspection on each
pinion for a crack. If there is a crack, before further flight,
remove the pinion from service.
(3) As of the effective date of this AD, do not install pinion
P/N 412-040-301-101
[[Page 55174]]
with serial number C17987, C17990, or C17991 on any helicopter.
(g) Special Flight Permits
Special flight permits are prohibited.
(h) Alternative Methods of Compliance (AMOCs)
(1) The Manager, Rotorcraft Standards Branch, FAA, may approve
AMOCs for this AD. Send your proposal to: Matt Fuller, AD Program
Manager, Continued Operational Safety Branch, Airworthiness Products
Section, General Aviation and Rotorcraft Unit, 10101 Hillwood Pkwy.,
Fort Worth, TX 76177; telephone 817-222-5110; email
[email protected].
(2) For operations conducted under a 14 CFR part 119 operating
certificate or under 14 CFR part 91, subpart K, we suggest that you
notify your principal inspector, or lacking a principal inspector,
the manager of the local flight standards district office or
certificate holding district office, before operating any aircraft
complying with this AD through an AMOC.
(i) Additional Information
(1) Leonardo Helicopters Bollettino Tecnico (BT) No. 412-147,
dated September 12, 2016, and AgustaWestland BT No. 412-135,
Revision A, dated July 29, 2013, which are not incorporated by
reference, contain additional information about the subject of this
AD. For service information identified in this AD, contact Leonardo
S.p.A. Helicopters, Emanuele Bufano, Head of Airworthiness, Viale
G.Agusta 520, 21017 C.Costa di Samarate (Va) Italy; telephone +39-
0331-225074; fax +39-0331-229046; or at https://www.leonardocompany.com/en/home. You may review a copy of the
service information at the FAA, Office of the Regional Counsel,
Southwest Region, 10101 Hillwood Pkwy, Room 6N-321, Fort Worth, TX
76177.
(2) The subject of this AD is addressed in European Aviation
Safety Agency (now European Union Aviation Safety Agency) (EASA) No.
AD 2016-0244, dated December 14, 2016. You may view the EASA AD on
the internet at https://www.regulations.gov by searching for and
locating it in Docket No. FAA-2020-0784.
(j) Subject
Joint Aircraft Service Component (JASC) Code: 6321, Main Rotor
Brake.
Issued on August 31, 2020.
Gaetano A. Sciortino,
Deputy Director for Strategic Initiatives, Compliance & Airworthiness
Division, Aircraft Certification Service.
[FR Doc. 2020-19533 Filed 9-3-20; 8:45 am]
BILLING CODE 4910-13-P
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