Published 2021-03-09 · Federal Register document 2021-04747
Airworthiness Directives; Pratt & Whitney Division Turbofan Engines
Publication summary
The FAA is adopting a new airworthiness directive (AD) for certain Pratt & Whitney Division (PW) PW4074, PW4074D, PW4077, PW4077D, PW4084D, PW4090, and PW4090-3 model turbofan engines. This AD was prompted by the in-flight failure of a 1st-stage low-pressure compressor (LPC) blade on a PW4077 model turbofan engine resulting in an engine fire during flight. This AD requires performing a thermal acoustic image (TAI) inspection for cracks in certain 1st-stage LPC blades and removal of those blades that fail inspection. The FAA previously sent an emergency AD to all known U.S. owners and operators of these engines and is now issuing this AD to address the unsafe condition on these products.
Why this record is shown
Source: Federal Register annual FAA metadata. Acquired 2026-09-03T22:24:08.106391+00:00. The title, summary and date are source facts.
- Source revision
- federal_register_ad_metadata_2021-9c919420683447c6
- Source row
- results[61]
- Raw source SHA-256
- 9c919420683447c683ad0c877cb886e341c11862be32b47c536a001b1d76dcb5
Final-rule publication
Recorded publication clauses
- AD identifier printed in this edition
- 2021-05-51
- Effective date printed in this edition
- Unknown
Read 11 complete recorded clauses
Effective Date
(a) Effective Date
This airworthiness directive (AD) is effective without actual
notice on March 24, 2021. Emergency AD 2021-05-51, issued on
February 23, 2021, which contained the requirements of this
amendment, was effective with actual notice.
Exact source excerpt. Text positions 13507–13763, end exclusive, in the original decoded publication. SHA-256: e4fdb4bcf25ab0fc51d514a433d144da9fbe3b6d015db0da1390f161dfa3416d
Affected ADs
(b) Affected ADs
None.
Exact source excerpt. Text positions 13763–13792, end exclusive, in the original decoded publication. SHA-256: 871a4afc60ceeae06e8010585055188633d616078500c45937092bfe892239c0
Applicability wording · Applicability
(c) Applicability
This AD applies to Pratt & Whitney Division (PW) PW4074,
PW4074D, PW4077, PW4077D, PW4084D, PW4090, and PW4090-3 model
turbofan engines, with a 1st-stage low-pressure compressor (LPC)
blade, with part number 52A241, 55A801, 55A801-001, 55A901, 55A901-
001, 56A201, 56A201-001, or 56A221, installed.
Exact source excerpt. Text positions 13792–14118, end exclusive, in the original decoded publication. SHA-256: 4b42da66ce329afe804af0cb0af250e28ff2a47fde053041d4271d8832dd39fb
Subject
(d) Subject
Joint Aircraft System Component (JASC) Code 7230, Turbine Engine
Compressor Section.
Exact source excerpt. Text positions 14118–14222, end exclusive, in the original decoded publication. SHA-256: 151db2778cdfea7f0edc36f3dc91c040e977d403cabb29f1bb70ebf8781db722
Unsafe Condition
(e) Unsafe Condition
This AD was prompted by an in-flight failure of a 1st-stage LPC
blade on a PW4077 model turbofan engine resulting in an engine fire
during flight. The FAA is issuing this AD to prevent failure of the
1st-stage LPC blades. The unsafe condition, if not addressed, could
result in 1st-stage LPC blade release, damage to the engine, and
damage to the airplane.
Exact source excerpt. Text positions 14222–14611, end exclusive, in the original decoded publication. SHA-256: f61e7851d372d1fb53039b5d906dd4e45f9eb3b38d09756a352a1372c1d304fc
Compliance
(f) Compliance
Comply with this AD within the compliance times specified,
unless already done.
Exact source excerpt. Text positions 14611–14713, end exclusive, in the original decoded publication. SHA-256: 00fbfa31932483f627d0ce0a11cbd2e35e15d9231842b91ac85623ce533912d3
Required Actions
(g) Required Actions
(1) Before further flight, perform a thermal acoustic image
(TAI) inspection of the 1st-stage LPC blades for cracks using a
method approved by the FAA.
Note 1 to paragraph (g)(1): Vendors that have an FAA-approved
TAI inspection are listed in the Vendor Services Section of Pratt &
Whitney Alert Service Bulletin PW4G-112-A72-268, Revision No. 7,
dated September 6, 2018.
(2) If any 1st-stage LPC blade fails the inspection required by
paragraph (g)(1) of this AD, remove the blade from service and
replace with a part eligible for installation before further flight.
Exact source excerpt. Text positions 14713–15323, end exclusive, in the original decoded publication. SHA-256: 68e36ec491d2710bf2e30a717b20591d7a91ebe78ea248086662caf3b80f0abe
Definition
(h) Definition
For the purpose of this AD, a ``part eligible for installation''
is a 1st-stage LPC blade that passed the inspection required by
paragraph (g)(1) of this AD.
Exact source excerpt. Text positions 15323–15504, end exclusive, in the original decoded publication. SHA-256: 629d75c8b69532e5275dff39d7c5e165cd2401a605e98fdd7c942d8fd8f5f221
Alternative Methods of Compliance (AMOCs)
(i) Alternative Methods of Compliance (AMOCs)
(1) The Manager, ECO Branch, FAA, has the authority to approve
AMOCs for this AD, if requested using the procedures found in 14 CFR
39.19. In accordance with 14 CFR 39.19, send your request to your
principal inspector or local Flight Standards District Office, as
appropriate. If sending information directly to the manager of the
certification office, send it to the attention of the person
identified in Related Information. You may email your request to:
[email protected].
(2) Before using any approved AMOC, notify your appropriate
principal inspector, or lacking a principal inspector, the manager
of the local flight standards district office/certificate holding
district office.
Exact source excerpt. Text positions 15504–16257, end exclusive, in the original decoded publication. SHA-256: bc77289bf111591453ad5b2872177ed6670c6e44d36d73de3629b1e0550462a2
Related Information
(j) Related Information
For more information about this AD, contact Carol Nguyen,
Aviation Safety Engineer, ECO Branch, FAA, 1200 District Avenue,
Burlington, MA 01803; phone: (781) 238-7655; fax: (781) 238-7199;
email: [email protected].
Exact source excerpt. Text positions 16257–16505, end exclusive, in the original decoded publication. SHA-256: 5fe03257496c9b172a98c0b2cf589f22045ffa474d1003b4dc0a3cf7f53e894e
Material Incorporated by Reference
(k) Material Incorporated by Reference
None.
Exact source excerpt. Text positions 16505–16556, end exclusive, in the original decoded publication. SHA-256: 3cd458e4139c18aa2b217c588b225868252e2c1201e03a6c776e06e2cf7b2987
No replacement link has been established from this edition. The complete historical rule chain and current legal effect remain unknown.
Find all recorded historical references to AD 2021-05-51 · 0 printed reference observations in this pinned collection.
These are observations from one dated publication. Current legal status is unknown; aircraft applicability, installed configuration, compliance and burden require separate evidence. Missing or unparsed conditions remain unknown.
Why these observations are shown
They were extracted offline from the same immutable official HTML source as the complete recorded text. The dated source wording, original text coordinates and exact quote digests are retained. PDF/text agreement and current regulatory effect have not been qualified.
Observation revision: whole-ad-publication-clause-observations-1.0.1. Text SHA-256: 4c5fda114cfaab4c251122793050274607bca2dd8cc714ebbe3b8da3409d66a6. Source manifest: a6aaef9bcd72e4e3af4770340d2708e365f7f38954b4e79befb1472930844246.
Official source · 2021-03-09
Publication text
This is the complete recorded text of this dated publication.
Current legal effect is unknown. Aircraft applicability, installed configuration and compliance require separate evidence. PDF/text agreement has not been evaluated.
Read the complete official publication text
[Federal Register Volume 86, Number 44 (Tuesday, March 9, 2021)]
[Rules and Regulations]
[Pages 13445-13447]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-04747]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2021-0136; Project Identifier AD-2021-00188-E;
Amendment 39-21470; AD 2021-05-51]
RIN 2120-AA64
Airworthiness Directives; Pratt & Whitney Division Turbofan
Engines
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: The FAA is adopting a new airworthiness directive (AD) for
certain Pratt & Whitney Division (PW) PW4074, PW4074D, PW4077, PW4077D,
PW4084D, PW4090, and PW4090-3 model turbofan engines. This AD was
prompted by the in-flight failure of a 1st-stage low-pressure
compressor (LPC) blade on a PW4077 model turbofan engine resulting in
an engine fire during flight. This AD requires performing a thermal
acoustic image (TAI) inspection for cracks in certain 1st-stage LPC
blades and removal of those blades that fail inspection. The FAA
previously sent an emergency AD to all known U.S. owners and operators
of these engines and is now issuing this AD to address the unsafe
condition on these products.
DATES: This AD is effective March 24, 2021. Emergency AD 2021-05-51,
issued on February 23, 2021, which contained the requirements of this
amendment, was effective with actual notice.
The FAA must receive comments on this AD by April 23, 2021.
ADDRESSES: You may send comments, using the procedures found in 14 CFR
11.43 and 11.45, by any of the following methods:
<bullet> Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the instructions for submitting comments.
<bullet> Fax: (202) 493-2251.
<bullet> Mail: U.S. Department of Transportation, Docket
Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE, Washington, DC 20590.
<bullet> Hand Delivery: Deliver to Mail address above between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
For service information identified in this final rule, contact
Pratt & Whitney Division, 400 Main Street, East Hartford, CT 06118;
phone: (860) 565-0140; email: [email protected]; website: https://fleetcare.pw.utc.com. You may view this service information at the FAA,
Airworthiness Products Section, Operational Safety Branch, 1200
District Avenue, Burlington, MA 01803. For information on the
availability of this material at the FAA, call (781) 238-7759. It is
also available at https://www.regulations.gov by searching for and
locating Docket No. FAA-2021-0136.
Examining the AD Docket
You may examine the AD docket at https://www.regulations.gov by
searching for and locating Docket No. FAA-2021-0136; or in person at
Docket Operations between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket contains this final rule, any
comments received, and other information. The street address for Docket
Operations is listed above.
FOR FURTHER INFORMATION CONTACT: Carol Nguyen, Aviation Safety
Engineer, ECO Branch, FAA, 1200 District Avenue, Burlington, MA 01803;
phone: (781) 238-7655; fax: (781) 238-7199; email:
[email protected].
SUPPLEMENTARY INFORMATION:
Background
On February 23, 2021, the FAA issued Emergency AD 2021-05-51 (the
emergency AD), which requires performing a TAI inspection for cracks in
certain 1st-stage LPC blades and removal of those blades that fail
inspection. The FAA sent the emergency AD to all known U.S. owners and
operators of these engines. That action was prompted by the in-flight
failure of a 1st-stage LPC blade on a PW4077 model turbofan engine
resulting in an engine fire during flight. This condition, if not
addressed, could result in 1st-stage LPC blade release, damage to the
engine, and damage to the airplane.
FAA's Determination
The FAA is issuing this AD because the agency evaluated all the
relevant information and determined the unsafe condition described
previously is likely to exist or develop in other products of the same
type design.
Related Service Information
The FAA reviewed Pratt & Whitney Alert Service Bulletin (ASB) PW4G-
112-A72-268, Revision No. 7, dated September 6, 2018. The ASB describes
procedures for performing TAI inspections of 1st-stage LPC blades.
AD Requirements
This AD requires performing a TAI inspection for cracks in certain
1st-stage LPC blades and removal of those blades that fail inspection.
Interim Action
The FAA considers this AD to be an interim action. The FAA
anticipates that further AD action will follow.
Justification for Immediate Adoption and Determination of the Effective
Date
Section 553(b)(3)(B) of the Administrative Procedure Act (APA) (5
U.S.C. 551 et seq.) authorizes agencies to dispense with notice and
comment procedures for rules when the agency, for ``good cause,'' finds
that those procedures are ``impracticable, unnecessary, or contrary to
the public interest.'' Under this section, an agency, upon finding good
cause, may issue a final rule without providing notice and seeking
comment prior to issuance. Further, section 553(d) of the APA
authorizes agencies to make rules effective in less than thirty days,
upon a finding of good cause.
An unsafe condition exists that required the immediate adoption of
Emergency AD 2021-05-51, issued on February 23, 2021, to all known U.S.
owners and operators of these engines. The FAA found that the risk to
the flying public justified waiving notice and comment prior to
adoption of this rule. On February 20, 2021, a United Airlines Boeing
Model 777-222 airplane, equipped with two PW4077 model turbofan
engines, on a flight from Denver, Colorado to Honolulu, Hawaii,
experienced a 1st-stage LPC blade failure on the number 2 engine. This
engine failure resulted in the separation of the fan inlet and cowling
from the airplane, an engine fire, and damage to the airplane. The
airplane was forced to return to the airport of departure. The unsafe
condition, caused by the failure of the 1st-stage LPC blade, could
result in 1st-stage LPC blade release, damage to the engine, and damage
to the airplane.
The FAA considers inspection and removal of those blades that fail
inspection to be an urgent safety issue. Inspection of the 1st-stage
LPC blade for cracks must be accomplished before further flight after
the effective date of this AD. These conditions still exist, therefore,
notice and opportunity for prior public comment are impracticable and
contrary to the public interest pursuant to 5 U.S.C. 553(b)(3)(B).
[[Page 13446]]
In addition, the FAA finds that good cause exists pursuant to 5
U.S.C. 553(d) for making this amendment effective in less than 30 days,
for the same reasons the FAA found good cause to forego notice and
comment.
Comments Invited
The FAA invites you to send any written data, views, or arguments
about this final rule. Send your comments to an address listed under
ADDRESSES. Include the docket number FAA-2021-0136 and Project
Identifier AD-2021-00188-E at the beginning of your comments. The most
helpful comments reference a specific portion of the final rule,
explain the reason for any recommended change, and include supporting
data. The FAA will consider all comments received by the closing date
and may amend this final rule because of those comments.
Except for Confidential Business Information (CBI) as described in
the following paragraph, and other information as described in 14 CFR
11.35, the FAA will post all comments received, without change, to
https://www.regulations.gov, including any personal information you
provide. The agency will also post a report summarizing each
substantive verbal contact received about this final rule.
Confidential Business Information
CBI is commercial or financial information that is both customarily
and actually treated as private by its owner. Under the Freedom of
Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public
disclosure. If your comments responsive to this AD contain commercial
or financial information that is customarily treated as private, that
you actually treat as private, and that is relevant or responsive to
this AD, it is important that you clearly designate the submitted
comments as CBI. Please mark each page of your submission containing
CBI as ``PROPIN.'' The FAA will treat such marked submissions as
confidential under the FOIA, and they will not be placed in the public
docket of this AD. Submissions containing CBI should be sent to Carol
Nguyen, Aviation Safety Engineer, ECO Branch, FAA, 1200 District
Avenue, Burlington, MA 01803. Any commentary that the FAA receives
which is not specifically designated as CBI will be placed in the
public docket for this rulemaking.
Regulatory Flexibility Act
The requirements of the Regulatory Flexibility Act (RFA) do not
apply when an agency finds good cause pursuant to 5 U.S.C. 553 to adopt
a rule without prior notice and comment. Because FAA has determined
that it has good cause to adopt this rule without prior notice and
comment, RFA analysis is not required.
Costs of Compliance
The FAA estimates that this AD affects 104 engines installed on
airplanes of U.S. registry.
The FAA estimates the following costs to comply with this AD:
Estimated Costs
----------------------------------------------------------------------------------------------------------------
Cost per Cost on U.S.
Action Labor cost Parts cost product operators
----------------------------------------------------------------------------------------------------------------
TAI of 1st-stage LPC blades........... 22 work-hours x $85 per $0 $1,870 $194,480
hour = $1,870.
----------------------------------------------------------------------------------------------------------------
The FAA estimates the following costs to do any necessary
replacement that would be required based on the results of the
inspection. The agency has no way of determining the number of aircraft
that might need this replacement:
On-Condition Costs
----------------------------------------------------------------------------------------------------------------
Cost per
Action Labor cost Parts cost product
----------------------------------------------------------------------------------------------------------------
Replace 1st-stage LPC blade................... 0 work-hours x $85 per hour = $0 $125,000 $125,000
----------------------------------------------------------------------------------------------------------------
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. Subtitle VII: Aviation Programs
describes in more detail the scope of the Agency's authority.
The FAA is issuing this rulemaking under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701: General requirements.
Under that section, Congress charges the FAA with promoting safe flight
of civil aircraft in air commerce by prescribing regulations for
practices, methods, and procedures the Administrator finds necessary
for safety in air commerce. This regulation is within the scope of that
authority because it addresses an unsafe condition that is likely to
exist or develop on products identified in this rulemaking action.
Regulatory Findings
This AD will not have federalism implications under Executive Order
13132. This AD will not have a substantial direct effect on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government.
For the reasons discussed above, I certify that this AD:
(1) Is not a ``significant regulatory action'' under Executive
Order 12866, and
(2) Will not affect intrastate aviation in Alaska.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
The Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
[[Page 13447]]
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by adding the following new airworthiness
directive:
2021-05-51 Pratt & Whitney Division: Amendment 39-21470; Docket No.
FAA-2021-0136; Project Identifier AD-2021-00188-E.
(a) Effective Date
This airworthiness directive (AD) is effective without actual
notice on March 24, 2021. Emergency AD 2021-05-51, issued on
February 23, 2021, which contained the requirements of this
amendment, was effective with actual notice.
(b) Affected ADs
None.
(c) Applicability
This AD applies to Pratt & Whitney Division (PW) PW4074,
PW4074D, PW4077, PW4077D, PW4084D, PW4090, and PW4090-3 model
turbofan engines, with a 1st-stage low-pressure compressor (LPC)
blade, with part number 52A241, 55A801, 55A801-001, 55A901, 55A901-
001, 56A201, 56A201-001, or 56A221, installed.
(d) Subject
Joint Aircraft System Component (JASC) Code 7230, Turbine Engine
Compressor Section.
(e) Unsafe Condition
This AD was prompted by an in-flight failure of a 1st-stage LPC
blade on a PW4077 model turbofan engine resulting in an engine fire
during flight. The FAA is issuing this AD to prevent failure of the
1st-stage LPC blades. The unsafe condition, if not addressed, could
result in 1st-stage LPC blade release, damage to the engine, and
damage to the airplane.
(f) Compliance
Comply with this AD within the compliance times specified,
unless already done.
(g) Required Actions
(1) Before further flight, perform a thermal acoustic image
(TAI) inspection of the 1st-stage LPC blades for cracks using a
method approved by the FAA.
Note 1 to paragraph (g)(1): Vendors that have an FAA-approved
TAI inspection are listed in the Vendor Services Section of Pratt &
Whitney Alert Service Bulletin PW4G-112-A72-268, Revision No. 7,
dated September 6, 2018.
(2) If any 1st-stage LPC blade fails the inspection required by
paragraph (g)(1) of this AD, remove the blade from service and
replace with a part eligible for installation before further flight.
(h) Definition
For the purpose of this AD, a ``part eligible for installation''
is a 1st-stage LPC blade that passed the inspection required by
paragraph (g)(1) of this AD.
(i) Alternative Methods of Compliance (AMOCs)
(1) The Manager, ECO Branch, FAA, has the authority to approve
AMOCs for this AD, if requested using the procedures found in 14 CFR
39.19. In accordance with 14 CFR 39.19, send your request to your
principal inspector or local Flight Standards District Office, as
appropriate. If sending information directly to the manager of the
certification office, send it to the attention of the person
identified in Related Information. You may email your request to:
[email protected].
(2) Before using any approved AMOC, notify your appropriate
principal inspector, or lacking a principal inspector, the manager
of the local flight standards district office/certificate holding
district office.
(j) Related Information
For more information about this AD, contact Carol Nguyen,
Aviation Safety Engineer, ECO Branch, FAA, 1200 District Avenue,
Burlington, MA 01803; phone: (781) 238-7655; fax: (781) 238-7199;
email: [email protected].
(k) Material Incorporated by Reference
None.
Issued on March 3, 2021.
Gaetano A. Sciortino,
Deputy Director for Strategic Initiatives, Compliance & Airworthiness
Division, Aircraft Certification Service.
[FR Doc. 2021-04747 Filed 3-8-21; 8:45 am]
BILLING CODE 4910-13-P
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These are dated publication metadata, recorded clauses and literal source observations. Word, model-label, header and reference matches do not establish current legal effect, manufacturer/model identity, aircraft applicability, installed configuration or compliance.
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